Our Commissions or Fees

That Depends Upon Your Unique Situation

Investment Professionals are generally compensated through fees, commissions, or some combination of the two.  We have found that most newcomers to the investment world do not have the liquid assets to pay a fee for on-going investment advice and periodic investing.  In these instances, the commission option may be appropriate.  However, more experienced investors or those that have accumulated significant assets may be better served through a fee arrangement.

We have decided to discuss the various compensation options with our clients and reach an agreement with them based on their specific situation.

Compensation Options:
 

• Commissions
  Investment firms recommended by the investment professional pays compensation in the form of commissions.  In some instances, commissions are paid directly out of each deposit made by the client.  In other cases, the clients assets are put to work and compensation is paid through the asset fees charged by the investment company.  In either case, you have the right to know how we are paid and how the costs affect the bottom line.

   

• Fee-Based Planning
  Clients pay an hourly or annual fee agreed upon in writing by all parties involved.  Whenever possible, these fees are deducted directly from the investment assets as a matter of convenience and to avoid billing problems.  In certain circumstances, fees may be reduced if paid annually.  All fees will be paid directly to First Allied Advisory Services, Inc., our Advisory Firm, not to Carolina Capital Group, Inc. or to any representative.
  
  Our practice is to offer a choice based on your unique situation.  Each clients needs are different; therefore the products and services will be different which will affect the compensation structure.  We will be happy to address your questions in this area.